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Insurance-linked securities

Key participants

status: draft

Key participants

Understanding who operates in the ILS market helps you navigate relationships, find deal flow, and evaluate counterparties. The market is relatively concentrated, with established players across each function.

Sponsors (cedents)

Sponsors are insurance and reinsurance companies that issue cat bonds or purchase collateralized reinsurance to transfer risk.

Major insurance and reinsurance sponsors

SponsorCharacteristics
Swiss ReLargest ILS sponsor historically, regular multi-tranche programs
Munich ReMajor sponsor, also active as ILS investor
Hannover ReConsistent issuer, various perils
ChubbLarge P&C, diversified programs
AIGMajor sponsor, various perils
TravelersRegular issuer
USAALarge personal lines, repeat issuer
State FarmMajor auto/home, selective ILS use
AllstatePersonal lines, diversified
Tokio MarineJapan exposure, multi-peril
SompoJapan-focused programs

Government and quasi-government sponsors

SponsorCoverage
Florida CitizensLargest cat bond program, Florida hurricane
California Earthquake Authority (CEA)California earthquake
Texas Windstorm Insurance Association (TWIA)Texas coastal wind
Louisiana CitizensLouisiana hurricane
World Bank (IBRD)Sovereign disaster risk for developing nations
FEMA / NFIPUS flood insurance

State-sponsored considerations

FactorImplication
Different governancePolitical influences on underwriting
Reporting requirementsMay be more transparent or more opaque
Implicit state backingDifferent credit profile
Larger deal sizesOften $300M+ transactions
Concentration riskGeographic focus by definition
Regulatory environmentSubject to state insurance regulation

What makes a good sponsor

CharacteristicWhy It Matters
AM Best A rating or betterFinancial stability
Consistent issuance historyEstablished track record
Transparent loss reportingEspecially for indemnity triggers
Fair dealing reputationNo dispute history
Quality exposure dataAccurate modeling input
Reasonable pricing expectationsUnderstands market

First-time issuers typically pay 50-100 bps premium (new sponsor spread) until they establish track record.

Investors

Dedicated ILS funds

These firms focus primarily or exclusively on ILS:

FundCharacteristics
Fermat CapitalLarge dedicated ILS fund, diversified
Twelve CapitalSwiss-based, significant AUM
Nephila (Markel)Pioneer in ILS, acquired by Markel
Credit Suisse ILS (now UBS)Bank-affiliated, large program
LGT ILS PartnersSwiss private bank platform
Elementum AdvisorsDedicated ILS specialist
Securis Investment PartnersUK-based, diversified
Pillar CapitalDedicated reinsurance
Leadenhall CapitalUK-based specialist
Aeolus CapitalBermuda-based, diversified

Pension funds and endowments

TypeCharacteristics
US public pensionsCalPERS, CalSTRS, others allocate to ILS
UK pension schemesGrowing allocation, long duration match
European pensionsSignificant allocations in Netherlands, Switzerland
University endowmentsDiversification allocation
Sovereign wealth fundsOpportunistic participation

Institutional investors typically access ILS through dedicated funds or fund-of-funds rather than direct investment.

Hedge funds

TypeApproach
Multi-strategyILS as one sleeve of diversified portfolio
Dedicated reinsuranceFocus on ILS and related
OpportunisticEnter post-event at distressed prices

Reinsurers as investors

Traditional reinsurers invest in cat bonds for diversification:

  • Provides market liquidity
  • Diversifies their risk exposure
  • May create conflicts when reinsurer is both cedent and investor

Investor capital by type (estimated)

Investor Type% of ILS Capital
Dedicated ILS funds55-60%
Pension funds (direct and via funds)20-25%
Hedge funds10-15%
Reinsurers5-10%
Other institutional5%

Modeling firms

Major vendors

FirmStrengthsOwnership
AIR WorldwideUS hurricane, earthquakeVerisk
RMSMulti-peril, internationalMoody’s
CoreLogicFlood, convective stormCoreLogic

AIR has the largest market share, particularly for US perils. RMS is strong internationally and for multi-peril analysis. CoreLogic is growing, especially for historically undermodeled perils.

Boutique modelers

FirmSpecialization
Karen Clark & Company (KCC)Independent cat modeling, climate risk
MillimanMortality and longevity for life ILS
Impact Forecasting (Aon)Proprietary models for Aon deals
JLT Re Analytics (Marsh)Broker-affiliated modeling

Model independence considerations

Moody’s acquisition of RMS in 2021 creates potential conflicts:

  • Moody’s rates cat bonds
  • RMS provides modeling for those bonds
  • Some investors prefer AIR modeling when Moody’s rates

Sophisticated investors often request both AIR and RMS output for comparison.

Structuring agents

Primary placement agents

AgentCharacteristics
Swiss Re Capital MarketsLargest market maker, strongest franchise
GC Securities (Guy Carpenter)Strong primary and secondary
Aon SecuritiesGrowing presence, broad distribution
Gallagher SecuritiesSelective, growing
Howden TigerGrowing through acquisitions

These firms:

  • Structure transactions
  • Coordinate with rating agencies
  • Place notes with investors
  • Make secondary markets
  • Earn 0.25-0.75% structuring fee

Choosing a structuring agent

FactorConsideration
Distribution strengthAccess to full investor base
Secondary market makingOngoing liquidity support
Structuring expertiseDeal complexity handling
RelationshipOngoing coverage and support
Fee structureCompetitive but not race to bottom
ConflictsIndependence from modeling or rating

Most sponsors maintain relationships with 2-3 structuring agents and rotate or split deals.

Law firms

Issuer/sponsor counsel

FirmCharacteristics
Sidley AustinMarket leader in ILS, deep expertise
Willkie Farr & GallagherStrong ILS practice
Cadwalader, Wickersham & TaftEstablished presence
Mayer BrownActive in cat bonds
White & CaseInternational focus
Clifford ChanceUK/European expertise

Investor counsel

Less common for public 144A deals where investors rely on offering memoranda. For private placements or bespoke structures:

  • Dechert
  • Seward & Kissel
  • K&L Gates

Bermuda/offshore counsel

Most SPVs are Bermuda or Cayman domiciled:

  • Conyers Dill & Pearman (Bermuda)
  • Appleby (Bermuda, Cayman)
  • Walkers (Cayman)

Trustees and administrators

Trustees

TrusteeRole
Bank of New York MellonCollateral trustee, indenture trustee
U.S. BankAlternative trustee
Deutsche Bank TrustSelect transactions

Trustees hold collateral, enforce contract terms, and manage payment flows.

SPV administrators

AdministratorRole
CitcoSPV administration, accounting
ApexAdministration services
SS&C TechnologiesFund administration

Administrators handle SPV operations, regulatory filings, and investor reporting.

Index and data providers

Loss indices

ProviderIndexCoverage
Property Claims Services (PCS)US industry lossStandard for US ILWs and index triggers
PERILS AGEuropean windstormStandard for European index triggers
JMAJapan typhoonJapan events
USGSEarthquakeParametric triggers
NOAAHurricaneParametric triggers

Market data

ProviderData
Artemis.bmDeal announcements, news, loss reports
Lane FinancialSecondary trading indices, returns
BloombergILS indices (BEILSTRR)
Swiss ReSigma reports, market statistics
AonAnnual ILS reports
Guy CarpenterQuarterly market reports

Rating agencies

Cat bond ratings

AgencyApproach
S&P Global RatingsExpected loss mapping, structural review
Moody’s Investors ServiceSimilar approach, owns RMS
AM BestFocus on cedent credit impact
Fitch RatingsSelective coverage

Most cat bonds receive ratings from S&P and/or Moody’s. AM Best focuses more on the cedent side (how ILS affects cedent capital position).

Conflicts and considerations

  • Moody’s owns RMS (modeling firm)
  • Rating shopping is possible
  • Ratings cluster in BB range
  • Rating is primarily function of expected loss

Trade associations and industry groups

OrganizationFocus
ILS BermudaIndustry association, education, advocacy
ARIA (Association of Risk and Insurance Analysis)Professional development
Bermuda Business Development AgencyMarket promotion
Insurance-Linked Securities AssociationStandards and practices

Building relationships

For investors

PriorityHow to Develop
Structuring agentsExpress interest, show capital commitment
SponsorsDirect outreach for large allocations
Other investorsIndustry conferences, co-investment
Modeling firmsLicense or service bureau relationship

For sponsors

PriorityHow to Develop
Structuring agentsRFP process, relationship building
Key investorsRoadshows, ongoing communication
Rating agenciesEarly engagement on structure
Law firmsSelect for expertise and relationship

Key industry events

EventTimingFocus
Monte Carlo Rendez-VousSeptemberReinsurance renewals
ILS NYCVariousUS market, investor focused
Bermuda Risk SummitVariousBermuda market
Baden-BadenOctoberEuropean reinsurance
ILS AsiaVariousAsian market development

Industry relationships are important in this concentrated market. Repeat participants with good reputations access better deal flow and tighter pricing.


status: draft

For diligence on specific transactions, see ILS diligence guide. For overview of market structure, see Insurance-linked securities.